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FMG Improvement | Compliance Submissions

FMG Improvement | Compliance Submissions

April 01, 2021
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Today FMG rolled out a significant improvement to our Compliance Admin dashboard...

  • The submissions pages from New Websites to Profile Info now have a modernized interface.
  • Added search to each view to make it easier for compliance analysts to find advisors.
  • Compliance analysts can now see all of the cases for a specific advisor within each view. The ability to view ALL compliance cases is a new feature that was not available before forcing compliance users extra clicks or remembering to write down a Case ID.
  • We’ve improved the Aging column to include the date the case was submitted and sorted by oldest first.

Here is a short video to highlight the new feature. Feel free to reach out to with any questions.